Regulatory Matters

Please note: Additional 2017/18 course descriptors and updates are being uploaded incrementally as they become available.

The Legal Services Regulation Act 2015 - Disciplinary Procedures / 2017 (Click link for more information)

The Legal Services Regulation Act 2015 establishes the new independent Legal Services Regulatory Authority to regulate all legal practitioners, along with the Legal Practitioners Disciplinary Tribunal to hear disciplinary cases against barristers and solicitors. The Act makes radical changes to the manner in which legal professionals are regulated.

Anti-Money Laundering –A Case Law update / 2017 (Click link for more information)

This one hour lecture analyses the latest cases in this area of law and highlights the pitfalls to avoid when carrying out due diligence and AML compliance.

Anti-Money Laundering – Compliance and Risk Assessment / 2017 (Click link for more information)

The Fourth EU Anti-Money Laundering Directive (EU 2015/849) (AMLD4),  came  into force in June 2015, and  will replace the Third Anti-Money Laundering Directive (2005/60/EC) . This must be transposed by member states by 26 June 2017.  

Regulatory Matters / 2016-17 (Click link for more information)

This lecture series covers the latest legislation and regulations governing Solicitors in Ireland. Solicitors must undertake two CPD hours in relation to regulatory matters. Furthermore, sole practitioners and compliance partners must undertake a minimum of three hours CPD in relation to regulatory matters, of which at least two hours shall be accounting and anti-money laundering compliance. This lecture covers all relevant CPD, regulatory requirements both for sole practitioners/ compliance partners and/or Solicitors who must undertake the minimum two hour requirement.

Solicitors Regulation / 2015    (Click link for more information)

This short module, introduces you to the recent Solicitor cases which have appeared in The Solicitor’s List and The High Court. It analyses up-to-date case law involving Solicitors and The Law Society ,alleged conflicts of interest, disgruntled clients and professional negligence cases. The module highlights how to avoid potential litigation and how to ensure compliance with Solicitor’s Regulations.

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