This one-hour lecture highlights a range of potential pitfalls which Solicitors should be aware of when handling client accounts. It covers the different types of due diligence required, potential red flags and explains when a suspicious transaction report should be made. It also provides an update in relation to recent changes to Solicitors Accounts Regulations.
The lecture covers a number of topics, including:
- Common problems
- Business risk assessment
- Customer risk assessment
- Policies controls and procedures
- Recent case examples
- Third party funding
- Client account deficit
- Teeming & lading
Teaching method:
Lecture, PowerPoint;
Duration & pricing:
- Duration: 1 hour
To book this lecture please refer to: 2026 Legal CPD programme
CPD-Philanthropy is a network of distinguished Barristers / Consultant professionals who reduce CPD rates to a minimum, to encourage you/your firm, to make a separate donation directly, to a charity of your choice instead.
Between 2015 and 2025, 5984 Solicitors in conjunction with 933 firms / public bodies, registered their attendance at CPD-Philanthropy training events/activities. Since December 2015, Solicitors pledged support for 302 different charitable projects. We invite you to review more comprehensive information on participating firms/companies, nominated charities and testimonials by clicking the respective link.
